In the capacity of Anti-Money Laundering Officer (“Deputy MLRO”), the Employee, in particular, shall notably have the overall responsibility for the anti-Money Laundering procedures of the Employer as set out in the Employer’s Compliance Manual.
Establishing and maintaining effective anti-Money Laundering policies, procedures, systems and controls in compliance with applicable legislation in the DIFC and the UAE, and monitoring the day-to-day operation
Act on his own authority in relation to any of the policies, procedures, systems and controls set out in the Compliance Manual and will report in this respect directly to the Board of Directors of the Company
Responsible for keeping the necessary records and forming an audit trail for future investigative purposes to evidence compliance with the policies and procedures set out in the Compliance Manual
Handling and escalating any internal suspicious transaction reports, and taking appropriate actions following the receipt of such reports, and making external 'suspicious transaction reports' to the AMLSCU and the DFSA
Monitoring transactions relating to the bank activities and external custodian platforms on a daily basis